Compliance record keeping for SMEs

Compliance record keeping for SMEs

Soteriaa helps small teams track compliance evidence, documents, people, renewals, and follow-ups across regulated workflows — without relying on spreadsheets, folders, and manual chasing.

Built for document-heavy workflows currently managed in spreadsheets, folders, and email.

app.soteriaa.com
Dashboard
Records, evidence, deadlines & packs in one workspace
Expiring records
5
Missing evidence
3
Generated packs
12
Open alerts
4
Which records need attention this month?|
8 records need attention: 5 expiring within 30 days and 3 missing evidence. One renewal is already overdue and links straight to its record.Grounded in 8 records
Records
MKMarek Kowalski · W-022
QualificationRevalidationOverdue
JHJames Holloway · W-014
RenewalDue 12 Jun11 days
SCSophie Clarke · W-009
QualificationCurrentComplete
The problem

Compliance records are usually scattered everywhere.

Spreadsheets go stale

A tracker is only as current as the last person who remembered to update it. Expired records look identical to live ones.

Documents live in folders and inboxes

Certificates, evidence and forms scatter across shared drives and email threads — never linked to the record they belong to.

Audit packs are built at the last minute

When an auditor, customer or lawyer asks, assembling a clean pack becomes a frantic week of hunting and collating.

How it works

One workflow. Vertical-specific records.

Capture records

Structured records for each thing you track — people, procedures, assets, documents.

Upload evidence

Attach certificates and supporting files to the record they belong to.

Generate forms

Produce branded records and forms from templates, with no retyping.

Track deadlines

Expiries, renewals and missing evidence surface automatically.

Query & export packs

Ask plain-English questions, then export a tidy pack on demand.

Each workspace uses the same Soteriaa core, with templates and tracking logic adapted to the vertical.

Compliance use cases

One platform, balanced across verticals.

Industrial compliance

Welding compliance

Live workspace

Track welder qualifications, continuity evidence, WPS/WPQR records, expiry dates, and follow-up tasks in one place.

  • Welder qualification records
  • Continuity & revalidation tracking
  • WPS/WPQR document control
  • Audit preparation packs
  • Plain-English record search
View welding compliance
Workforce compliance

Sponsor licence compliance

Live workspace

Track sponsored worker records, right-to-work evidence, visa dates, reporting tasks, salary assumptions, and audit preparation notes.

  • Sponsored worker records
  • Visa & right-to-work deadline tracking
  • Evidence checklists
  • Worker and company packs
  • Plain-English record search
View sponsor compliance
General compliance

SME compliance workflows

Same compliance core

Manage recurring forms, document evidence, worker records, supplier checks, inspection logs, and renewal workflows across niche regulated operations.

  • Recurring forms & templates
  • Document & evidence records
  • Supplier & inspection logs
  • Renewal & follow-up tracking
  • Audit preparation notes
Discuss your workflow
Platform features

Built for the compliance work SMEs actually do.

Template-based form generation

Generate consistent records and forms from versioned templates — no retyping, no drift.

Deadline & revalidation tracking

Every renewal and expiry watched and ranked, so nothing lapses unnoticed.

Document uploads

Attach evidence to the exact record, worker, asset or procedure it supports.

Structured records

Real fields you can filter, sort and query — not free-text cells in a sheet.

Audit-ready packs

Assemble an ordered evidence pack for an auditor, customer or lawyer in a click.

Plain-English querying

Ask questions across your records and get answers grounded in your own data.

Role-based collaboration

Give your team the right access to the records and packs they own.

Versioned templates

Update a template once; keep a clear history of what was issued and when.

Inside the product

A workspace for records, documents, alerts, and packs.

app.soteriaa.com/records
RecordsTemplatesAlertsPacksQuery
RecordTypeEvidenceDeadlineStatus
JHJames Holloway · W-014
Welder qual.Complete12 Jun 2026Due soon
MKMarek Kowalski · W-022
Welder qual.1 missing20 May 2025Overdue
DSDarren Singh · W-008
ContinuityComplete25 Jun 2026Due soon
SCSophie Clarke · W-009
Welder qual.CompleteUnlimitedCurrent
Generated packs

Audit pack · Job A

14 records · PDF

Handover pack

Ready to export

Ask your records
Which records expire in the next 30 days?
Why switch

From spreadsheets and folders to a real workspace.

Spreadsheets & folders
  • Manual reminders
  • Expired records are easy to miss
  • No standard pack format
  • Hard to answer questions quickly
  • Evidence scattered across inboxes
Soteriaa
  • Structured records
  • Alerts and expiry tracking
  • Generated packs
  • Query records in plain English
  • Evidence linked to the right person, worker, asset or document

Stop chasing compliance records across spreadsheets and folders.

See how Soteriaa helps your team stay organised, audit-ready, and in control.